Detail - Careers

Duties

Regulatory Affairs & Marketing Campaigns: Conduct researches on laws and regulatory requirements; assist in preparing the submissions to the regulators in Hong Kong and Mainland China and support marketing campaigns (including the review of marketing-related materials)
Product Development: advise regulatory requirements early in the design process; identify their impacts on the user journey; provide recommendations
Policies and Procedures: Work with various teams to do the fact-finding and perform gap analysis on regulatory or legal requirements; propose, establish or enhance policies and procedures necessary to mitigate legal risks or to comply with applicable laws and regulations (e.g. contract management, disclosure of information)
Risk Analysis and Monitoring: Work with various functions to compile the relevant information and to monitor relevant risks; identify emerging trends and risks; act as a key liaison between different functions on compliance reviews; articulate and report the progress update of reviews for risk oversight
Day-to-day operations: assist in dealing with consumer disputes and a wide range of matters and conduct legal researches, as required
Ad hoc work: Assist in any special projects or issues, as required

Requirements

Bachelor's degree in law or risk management or related disciplines
Seasoned professional with at least 3 years of local or overseas experience in the banking industry or any other financial services industry with exposure in risk and compliance roles. Suitable candidate who is a common law qualified lawyer will be considered for the position of assistant legal counsel (for legal risk manager, 3-10 years; for senior legal risk manager, 10+ years of working experience)
Strong project management and planning skills with the ability to multi-task driving projects
Strong communication skills both verbal and written
Experience in working cross-functionally
Experience in performing gap analysis on regulatory requirements
Proven experience in the design and implementation of policy, governance frameworks, procedures and practices
Great sense of ownership and serving mindset to ensure efficient and effective legal risk and compliance process